Portfolio Change Request "*" indicates required fields Client Name/Names* Advisor Name:* Casey Short Tony Rizzo Jay Beerley David McEntire Dan Thomas Is this for a Charles Schwab account or an Insurance Product?* Charles Schwab Insurance Product Paperwork Required for Change* No Paperwork Required Gradient's Portfolio Change Request Form Alt Funds Forms (CAIS and/or OneSource) Other Investment Instructions*Is there an internal journal for the Portfolio Change?* Yes, Internal Journal No Summary of JournalIf the Investment Objective for the account has changed per the client, please select new objective. Conservative Conservative Growth Balanced Moderate Growth Growth No Change If the Time Horizon has changed per the client, please select the new Time Horizon? 1 to 5 Years 5 to 10 10 + No Change Does the client know of the needed change?* Yes, I have spoken to the client No, please contact the client Name of Insurance Carrier* Is this an Annuity or a Life Insurance Product?* Annuity Life Insurance Last 4 digits of account number* Requirements for Change* This change can be done online This change can be done over the phone This change will require a form Other Allocation Change Needed - Add very specific details!Create Draft Email for Client Yes No Add specific points for email body here: Δ « Back to Workflow Seeds
