Portfolio Change Request "*" indicates required fields Client Name/Names*Advisor Name:* Casey Short Tony Rizzo Jay Beerley David McEntire Dan Thomas Is this Portfolio Change all within the same account?* Yes, this is all within the same account. No, I am attempting to do a journal. If you are wanting to journal between accounts, submit a Money Out Workflow Seed and a Money In Workflow Seed.Is this a Provision or Gradient Account? Provision Account Gradient Account Acknowledgement of Gradient Portfolio Change Request I acknowledge this will require a Gradient Portfolio Change Request Form Last Four Digits of the Account*Is this an ongoing repurchase of Alternative Investments with standing instructions?? Yes No Which Alternative Investment(s) is being redeemed? AAIDX CCLFX CELFX CPREX CRDIX GRIFX IRACX NAIFX TAKNX Other What is the next repurchase date for AAIDX? What are the standing instructions for this redemption?Please include amount to redeem in dollar amount or percentage, and where to invest itWhat is the next repurchase date for CCLFX? What are the standing instructions for this redemption?Please include amount to redeem in dollar amount or percentage, and where to invest itWhat is the next repurchase date for CELFX? What are the standing instructions for this redemption?Please include amount to redeem in dollar amount or percentage, and where to invest itWhat is the next repurchase date for CPREX? What are the standing instructions for this redemption?Please include amount to redeem in dollar amount or percentage, and where to invest itWhat is the next repurchase date for CRDIX? What are the standing instructions for this redemption?Please include amount to redeem in dollar amount or percentage, and where to invest itWhat is the next repurchase date for GRIFX? What are the standing instructions for this redemption?Please include amount to redeem in dollar amount or percentage, and where to invest itWhat is the next repurchase date for IRACX? What are the standing instructions for this redemption?Please include amount to redeem in dollar amount or percentage, and where to invest itWhat is the next repurchase date for NAIFX? What are the standing instructions for this redemption?Please include amount to redeem in dollar amount or percentage, and where to invest itWhat is the next repurchase date for TAKNX? What are the standing instructions for this redemption?Please include amount to redeem in dollar amount or percentage, and where to invest itOther Alternatives Being RedeemedName or TickerAmount ($ or %)Standing Instructions Add RemoveClick on + to add more tickers. Has the Provision Asset Calendar been updated accordingly? Yes, I have added client's name to each list on the PA Calendar No, someone else needs to add client's name to the PA Calendar Not Applicable How many sleeves are you selling from? One Two Three Sleeve 1 of 1: Sleeve Number, Investment Strategy Name, and Amount to SellSleeve 1 of 2: Sleeve Number, Investment Strategy Name, and Amount to SellSleeve 2 of 2: Sleeve Number, Investment Strategy Name, and Amount to SellSleeve 1 of 3: Sleeve Number, Investment Strategy Name, and Amount to SellSleeve 2 of 3: Sleeve Number, Investment Strategy Name, and Amount to SellSleeve 3 of 3: Sleeve Number, Investment Strategy Name, and Amount to SellIn how many sleeves will you be making purchases? One Two Three Sleeve 1 of 1: Sleeve Number if Known, Investment Strategy Name, and Amount to BuySleeve 1 of 2: Sleeve Number if Known, Investment Strategy Name, and Amount to BuySleeve 2 of 2: Sleeve Number if Known, Investment Strategy Name, and Amount to BuySleeve 1 of 3: Sleeve Number if Known, Investment Strategy Name, and Amount to BuySleeve 2 of 3: Sleeve Number if Known, Investment Strategy Name, and Amount to BuySleeve 3 of 3: Sleeve Number if Known, Investment Strategy Name, and Amount to BuyOther details or notes:Will this new Provision portfolio change require a different fee structure? Yes, the fee structure will change No, the fee structure will remain the same. A new Provision IAA or IAA Addendum will be required. I acknowledge a new PA IAA or IAA Addendum is required. Will this new Gradient portfolio change require a different fee structure? Yes, the fee structure will change No, the fee structure will remain the same. I'm not sure. New Provision Asset IAA and Gradient Investments Contract Acknowledgement A new PA IAA or IAA agreement & GI Investment Proposal & Contract are required. If the Investment Objective for the account has changed per the client, please select new objective. Conservative Conservative Growth Balanced Moderate Growth Growth No Change If the Time Horizon has changed per the client, please select the new Time Horizon? 1 to 5 Years 5 to 10 10 + No Change Δ « Back to Workflow Seeds
