Investment Instructions "*" indicates required fields Advisor Name* Casey Short Tony Rizzo Jay Beerley David McEntire Dan Thomas Client Name*Last 4 digits of account number*Account Type* IRA Roth IRA Joint Individual Non-Qualified SEP Trust Inherited IRA Inherited Roth Business / Non-Profit Other DescriptionPlease briefly summarize investment instructions, including total amount coming into account. Which forms will need to be submitted with these instructions?*Please select all that apply PA IAA (New risk profile, account, or sleeve w/ new billing; IAA on file is 2+ yrs old) PA IAA Addendum (see above; IAA on file is less than 2 yrs old)) Gradient Contract and Investment Proposal (New account on Gradient platform) Gradient IAA addendum (New Gradient strategy that has a different billing) DOL form (required when funds are coming from an IRA rollover) I'm not sure. Please assign my Team a workflow task to research and complete. Target date of completion* What is the source of incoming funds? Transfer from an outside account Rollover Client will mail in a check Funds are already available at Schwab Other Is there a Money Link / Move Money on file? Yes No. Please establish one. Funds at SchwabPlease give details of account and sleeve where money is coming fromOther notesWill this be One Time or Recurring? One Time Recurring How Often? Twice a Month Monthly Quarterly Other Does this account have a minimum of $100,000?* No, the account is less than $100K Yes, the account is more than $100K Will you be needing an Alternatives Sleeve?This includes Provision Select at 1% Yes No Portfolios to Choose FromPlease select which portfolio(s) you want for this account, maximum of threePortfolio's with $8,000 Sleeve Minimum Strive American & Global Excellence (Provision Model - 1.35%) Amount and Dividend InstructionsPortfolios with $15,000 Sleeve Minimum Inspire Global ETF (Provision Model - 1.35%) Invesco Bulletshares 0-3 Year Bond Ladder (Provision Model - 1.35%) Precious Metals (Provision Model - 1.35%) Zack's Top Ten (Provision Plus - 1.55%) Dynamic Blend (Provision Dynamic - 1.9%, Secondary Portfolio) Inspire Amount and Dividend InstructionsInvesco Amount and Dividend InstructionsPrecious Metals Amount and Dividend InstructionsZack's Top Ten Amount and Dividend InstructionsDynamic Blend Amount and Dividend InstructionsPortfolios with $25,000 Sleeve Minimum Morningstar Tax Sensitive ETF Series (Provision Plus - 1.55%) Brinker Capital Active Income Plus (Provision Plus - 1.55%) Provision Models - Alt Enhanced (Provision Plus - 1.55%) Home Run Investor (Provision Premier - 1.65%, Secondary Portfolio)) Technology Innovators (Provision Dynamic - 1.9%, Secondary Portfolio) Morningstar Amount and Dividend InstructionsBrinker Amount and Dividend InstructionsHome Run Investor Amount and Dividend InstructionsTechnology Innovators Amount and Dividend InstructionsAlt Enhanced Choices State Street Alt Enhanced Strive American Excellence Strive Global Excellence Inspire Alt Enhanced Trade Desk Decides Provision Models Alt Enhanced InstructionsPlease Provide Amount, Risk Tolerance (Conservative, Aggressive, etc) Portfolios with $40,000 Sleeve Minimum Income Investor (Provision Premier - 1.65%, Core Portfolio) Value Investor (Provision Premier - 1.65%, Core Portfolio) Income Investor Amount and Dividend InstructionsValue Investor Amount and Dividend InstructionsPortfolios with $50,000 Sleeve Minimum Inspire Core/Satellite Opportunities (Provision Plus - 1.55%) Inspire Core/Satellite Amount and Dividend InstructionsGradient Portfolio Gradient Tilt Other Gradient Investment InstructionsPlease include amount, portfolio and dividend reinvestment instructionsAnything else?Alternatives SleeveHow do you want to choose your Alternatives? I will choose them myself I will let Trade Desk decide (with my guidance) Amount invested in the Alternative SleevePlease include Reinvestment instructionsWhat is the investment objective? Income Income/Growth Growth Provision Select - 1%For accounts with at least $100K. Each sleeve must be at least $50K. Tranches no smaller than $25K.Liquid Alts BlueRock Private RE - (BPRE) Real Estate AAM CLO ETF - (CLOC) Collateralized Loan Obligations Janus AAA CLO ETF - (JAAA) Collateralized Loan Obligations Virtus Preferred Stock - (PFFA) Preferred Stock Yield Global X US Preferred - (PFFD) Preferred Stock Yield Symmetry Strategy Fund - (SYMIX) Traditional & Alt Blend NexPoint Merger Arb - (HMEZX) Strategic Equity & Debt SS Multi-Asset Real Return - (RLY) Real Assets SS Bridgewater All Weather - (ALLW) Multi-Asset Hedge SS Credit ETF - (PRIV) Public & Private Credit NexPoint Event Driven - (HHCZX) Long/Short abs. return RGN Hedged Equity Fund - (RNEIX) BPRE Amount & Reinvestment InstructionsCLOC Amount & Reinvestment InstructionsJAAA Amount & Reinvestment InstructionsPFFA Amount & Reinvestment InstructionsPFFD Amount & Reinvestment InstructionsSYMIX Amount & Reinvestment InstructionsHMEZX Amount & Reinvestment InstructionsRLY Amount & Reinvestment InstructionsALLW Amount & Reinvestment InstructionsPRIV Amount & Reinvestment InstructionsHHCZX Amount & Reinvestment InstructionsRNEIX Amount & Reinvestment InstructionsSemi-Liquid AltsFor Provision households that have at least $300K. The first $100K invested in Alts should be liquid. Nomura Alt. Income - (NAIFX) Core Private Credit Cliffwater Enhanced - (CELFX) Core Private Credit Cliffwater Corp. Lending - (CCLFX) Direct Lending Apollo Diversified Credit - (CRDIX) Direct & Performing Credit Carlyle Tactical Pr Cred - (TAKNX) Diverse, primarily direct NAIFX Amount and Reinvestment InstructionsCELFX Amount and Reinvestment InstructionsCCLFX Amount and Reinvestment InstructionsCRDIX Amount and Reinvestment InstructionsTAKNX Amount and Reinvestment InstructionsPreferred Share: NexPoint with Surrender Schedule Preferred Share buildout: NREF C; NXDT B Preferred Share accredited: ExchangeRight Preferred: $50K tranche Private Real Estate buildout: Core Tickers GRIFX, CPREX Private Real Estate buildout: Secondary Tickers - IRACX, ExchangeRight Essential Income REIT (accredited), FS Investments Credit REIT Private Equity Buildout: WAPFX, CPEFX, PIIVX Private Infrastructure: AAWIX NREF C; NXDT B Amount and Reinvestment InstructionsPlease specify which ticker you want investedExchange Right Preferred Amount and Reinvestment InstructionsGRIFX; CPREX Amount and Reinvestment InstructionsPlease specify which ticker you want investedIRACX; ExchangeRight; FS Amount and Reinvestment InstructionsPlease specify which ticker you want investedWAPFX; CPEFX; PIIVX Amount and Reinvestment InstructionsPlease specify which ticker you want investedAAWIX Amount and Reinvestment InstructionsPlease specify which ticker you want investedAnything else? 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