Portfolio Change Request "*" indicates required fields Client Name/Names* Advisor Name:* Casey Short Tony Rizzo Jay Beerley David McEntire Dan Thomas Is this Portfolio Change all within the same account?* Yes, this is all within the same account. No, I am attempting to do a journal. If you are wanting to journal between accounts, submit a Money Out Workflow Seed and a Money In Workflow Seed.Is this a Provision or Gradient Account? Provision Account Gradient Account Acknowledgement of Gradient Portfolio Change Request I acknowledge this will require a Gradient Portfolio Change Request Form Last Four Digits of the Account* Detailed Summary of Portfolio Change Instructions*How many sleeves are you selling from? One Two Three Sleeve 1 of 1: Sleeve Number, Investment Strategy Name, and Amount to Sell Sleeve 1 of 2: Sleeve Number, Investment Strategy Name, and Amount to Sell Sleeve 2 of 2: Sleeve Number, Investment Strategy Name, and Amount to Sell Sleeve 1 of 3: Sleeve Number, Investment Strategy Name, and Amount to Sell Sleeve 2 of 3: Sleeve Number, Investment Strategy Name, and Amount to Sell Sleeve 3 of 3: Sleeve Number, Investment Strategy Name, and Amount to Sell In how many sleeves will you be making purchases? One Two Three Sleeve 1 of 1: Sleeve Number if Known, Investment Strategy Name, and Amount to Buy Sleeve 1 of 2: Sleeve Number if Known, Investment Strategy Name, and Amount to Buy Sleeve 2 of 2: Sleeve Number if Known, Investment Strategy Name, and Amount to Buy Sleeve 1 of 3: Sleeve Number if Known, Investment Strategy Name, and Amount to Buy Sleeve 2 of 3: Sleeve Number if Known, Investment Strategy Name, and Amount to Buy Sleeve 3 of 3: Sleeve Number if Known, Investment Strategy Name, and Amount to Buy Will this new Provision portfolio change require a different fee structure? Yes, the fee structure will change No, the fee structure will remain the same. A new Provision IAA or IAA Addendum will be required. I acknowledge a new PA IAA or IAA Addendum is required. Will this new Gradient portfolio change require a different fee structure? Yes, the fee structure will change No, the fee structure will remain the same. New Provision Asset IAA and Gradient Investments Contract Acknowledgement A new PA IAA or IAA agreement & GI Investment Proposal & Contract are required. If the Investment Objective for the account has changed per the client, please select new objective. Conservative Conservative Growth Balanced Moderate Growth Growth No Change If the Time Horizon has changed per the client, please select the new Time Horizon? 1 to 5 Years 5 to 10 10 + No Change Δ « Back to Workflow Seeds
